1999 JTR(SC) 1282
1999 4 AICLR 518 ; 2000 AIR(SC) 164 ; 1999 AIR(SCW) 4251 ; 1999 2 ALD(Cri)(SC) 836 ; 1999 39 AllCriC 964 ; 2000 AllMR(Cri)(SC) 418 ; 2000 1 BBCJ(SC) 97 ; 1999 CriLR 798 ; 1999 4 Crimes(SC) 137 ; 2000 CrLJ 384 ; 2000 1 EastCrC(SC) 48 ; 1999 8 JT 481 ; 1999 3 KLT 894 ; 1999 4 RCR(Cri) 730 ; 1999 6 Scale 689 ; 1999 8 SCC 638 ; 2000 SCC(Cri) 16 ; 1999 SCR 255 ; 1999 KHC 690 ; 1999 8 Supreme 723

1999(8) Supreme 723
Supreme Court of India
(From Allahabad High Court)
K.T. Thomas & M.B. Shah, JJ.
State of Uttar Pradesh -Appellant
versus
Chandrika -Respondent
Criminal Appeal Nos. 1131-32 of 1999
(Arising out of SLP (Crl.) Nos. 781-782 of 1999)
Decided on 29-10-1999
Counsel for the Parties :
For the Appellant : Vishwajit Singh and A.S. Pundir, Advocates.
For the Respondent : R.D. Upadhyay, K.L. Gautam, Girdhar G. Upadhyay, Advocates.

Very Important Points
1. Mere acceptance or admission of the guilt should not be a ground for reduction of sen­tence. Nor can the accused bargain with the Court that as he is plead­ing guilty sentence be reduced. Appeal must be decided on merit even if there be any concession on part of accused/counsel.
2. Neither the State nor the public prosecutor nor even the Judge can bargain that evidence would not be led or appreciated in consideration of getting flee bite sentence by pleading guilty.

Act Referred :INDIAN PENAL CODE : S.304, S.307, S.53, S.34, S.302

(A) The appeals challenge a High Court order that accepted a plea bargain and altered the sentence in a murder case originally tried under Sections 302, 307, and 34 read with Section 304 Part 1 of the Indian Penal Code. The present order is examined in light of Sections 304 (punishment for culpable homicide not amounting to murder), Section 307 (attempt to murder), Section 34 (common intention), and Section 53 (evidence) of the Indian Penal Code, within the framework of settled criminal procedure principles under Section 320 of the Code of Criminal Procedure. This Court has consistently held that the criminal justice system does not recognize plea bargaining, and that courts cannot compound or negotiate sentences in serious offences, as doing so undermines the statutory minimum sentences, pollutes the judicial process, and violates Article 21, as reinforced by provisions read with Sections 304, 307, 34, and 53 IPC. The judgment emphasizes that courts must decide cases on merits and not on inducements or informal tripartite understandings.

(B) The core legal principles are that plea bargaining is unconstitutional and illegal in criminal cases, courts cannot reduce or alter sentences on the basis of guilty pleas induced by promises of leniency, and appellate courts must assess guilt and sentence strictly on the evidence on record without regard to any prior bargains. Convictions based solely on plea bargains are unsustainable, and mere admission of guilt does not justify a reduced sentence.

Facts of the case:

The respondent was charged under Section 302 read with Sections 307 and 34 IPC for the murder of Shyamadeo. He was convicted by the Sessions Court and sentenced to eight years imprisonment. The respondent appealed, and at the hearing opted not to challenge the conviction but sought a lesser sentence. The High Court accepted the plea bargain, maintained the conviction, and altered the sentence to the period already undergone plus a fine, without specifying the exact period. The State filed these appeals challenging the legality of the High Courts order.

Findings of Court:

The High Court erred in treating the plea bargain as valid, as the concept is not recognized in the criminal justice system and is against public policy. The lower courts approach was likely superficial and perfunctory, undermining the assessment of evidence. Inducing an accused to plead guilty by offering a light sentence violates Article 21 and tends to corrupt the justice system.

Issues:

Whether a court can legally entertain a plea bargain in a criminal case involving serious offences such as murder, and whether a sentence can be reduced on the basis of an accuseds guilty plea induced by a promise of leniency.

Ratio Decidendi:

Courts cannot dispose of criminal cases through plea bargaining; they must decide on merits based on evidence. A conviction cannot be sustained solely on an accuseds plea of guilty if it was induced by a promise of a lighter sentence, and appellate courts must impose or maintain sentences commensurate with the crime, irrespective of any bargain.

Result:

The appeals are allowed. The impugned order is quashed and set aside. The High Court is directed to decide the appeals on merits in accordance with law.

Judgment

Shah, J.-Leave granted.

2. These appeals by special leave are filed by the State of U.P. against the judgment and order dated 28th November, 1997 passed by the High Court of Judicature at Allahabad in Criminal Appeal Nos. 2747-48 of 1980 whereby the High Court accepted the plea bargain and main­tained the conviction of the respondent under Section 304 part 1, IPC but altered the sentence of the period of imprisonment already under­gone (without stating actual period of imprisonment undergone by the respondent) plus a fine of R. 5000/- in default of payment R. I., for six months. The respondent along with two others was charged under Section 302 read with Sections 307 and 34 I.P.C. for committing the murder of one Shyamadeo in Sessions Case No. 233 of 1980. The Sessions Judge, Ballia by his judgment and order dated 28.11.1980 convicted the respondent under Section 304 I.P.C. and sentenced him to undergo eight years R. I. Aggrieved by the said order, respondent preferred an appeal before the High Court and at the time of hearing opted not to challenge the findings of conviction recorded by the trial Court with a view to bargain on the question of sentence. Learned Single Judge, (Malaviya, J.) accepted the bargain and allowed the appeal by observing inter alia that as the incident had taken place long back and since the appellant had been in jail for sometime, both as under­trial prisoner and as a convict, it was desirable to substitute his remaining period of jail sentence as awarded by the trial Court and altered the sentence as stated above. The State has challenged the judgment and order by filing these appeals.

3. It is apparent that the order passed by the High Court is, on the face of it, illegal and erroneous. It appears that the learned Judge has overlooked the settled law or is unaware that concept of ‘plea bargaining’ is not recognized and is against public policy under our criminal justice system. Section 320 Cr.P.C. provides for compounding of certain offences with the permission of the Court and certain others even without permission of the Court. Except the above, the concept of negotiated settlement in criminal cases is not permissible. This method of short circuiting the hearing and deciding the criminal appeals or cases involving serious offences requires no encouragement. Neither the State nor the public prosecutor nor even the Judge can bargain that evidence would not be led or appreciated in consideration of getting flee bite sentence by pleading guilty.

4. For this purpose, we would first refer to the decision in Madanlal Ram Chandra Daga etc. v. State of Maharashtra1, wherein this Court held :

“In our opinion, it is very wrong for a court to enter into a bargain of this character. Offences should be tried and punished according to the guilt of the accused. If the Court thinks that leniency can be shown on the facts of the case it may impose a lighter sentence. But the court should never be a party to a bargain by which money is recovered for the complainant through their agency. We do not approve of the action adopted by the High Court...”

5. Again the question of plea bargain was considered by this Court in Murlidhar Meghraj Loya v. State of Maharashtra2, and disapproved by following succinct observation:-

“To begin with, we are free to confess to a hunch that the appellants had hastened with their pleas of guilty hopefully, induced by an informal, tripartite understanding of light sentence in lieu of nolo contendere stance. Many economic offenders resort to practices the Americans call `plea bargaining’, `plea negotiation’, `trading out’ and `compromise in criminal cases’ and the trial magistrate drowned by a docket burden nods assent to the sub rosa ante-room settlement. The businessman culprit, confronted by a sure prospect of the agony and ignominy of tenancy of a prison cell, `trades out’ of the situation, the bargain being a plea of guilt, coupled with a promise of `no jail’. These advance arrangements please everyone except the distant victim, the silent society. The prosecutor is relieved of the long process of proof, legal technicalities and long arguments, punctuated by revisional excursions to higher courts, the court sighs relief that its ordeal, surrounded by a crowd of papers and persons, is avoided by one case less and the accused is happy that even if legalistic battles might have held out some astrological hope of abstract acquittal in the expensive hierarchy of the justice-system he is free early in the day to pursue his old profession. It is idle to speculate on the virtue of negotiated settlements of criminal cases, as obtains in the United States but in our jurisdiction, especially in the area of dangerous economic crimes and food offences, this practice intrudes on society’s interests by opposing society’s decision expressed through predetermined legislative fixation of minimum sentences and by subtly subverting the mandate of the law. The jurists across the Atlantic partly condemn the bad odour of purchased pleas of guilt and partly justify it philosophically as a sentence concession to a defendant who has by his plea `aided in ensuring the prompt and certain application of correctional measures to him’ :

In civil cases we find compromises actually encouraged as a more satisfactory method of settling disputes bet­ween individuals than an actual trial. However, if the dispute.... finds itself in the field of criminal law, “Law Enforcement” repudiates the idea of compromise as immoral, or at best a necessary evil. The “State” can never compro­mise. It must “enforce the law”. Therefore open methods of compromise are impossible. (Arnold : Law Enforcement-An attempt at Social Dissection, 42 Yale, L.J.I. 19 (1932)]” (Emphasis added)

6. In Ganeshmal Jashraj v. Government of Gujarat and Another3 and Thippaswamy v. State of Karnataka4, this Court set-aside the order passed by the High Court enhancing the sentence and remanded the matter to the Judicial Magistrate for trial of the accused in accord­ance with the law, as conviction and sentence were based on admission of guilt as a result of plea bargaining. In Ganeshmal Jashraj (supra), the High Court had enhanced the sentence for the offence punishable under Section 16(1)(a)(i) of the Prevention of Food Adulteration Act, 1954 by holding that it was patently in breach of the requirement of the said Section, which provided for a minimum sentence of imprison­ment for three months (now six months). This Court set aside that order by holding that there can be no doubt that when there is an admission of guilt made by the accused as a result of plea bargaining or otherwise, the evaluation of the evidence by the Court is likely to become a little superficial and perfunctory and the Court may be disposed to refer to the evidence not critically with a view to as­sessing its credibility but mechanically as a matter of formality in support of the admission of guilt. The entire approach of the Court to the assessment of the evidence would be likely to be different when there is an admission of guilt by the accused. Similarly, in Thippas­wamy v. State of Karnataka (supra), Court observed that it would be viola­tive of Article 21 of the Constitution to induce or lead an accused to plead guilty under a promise or assurance that he would be let off lightly and then in appeal or revision, to enhance the sentence. In such cases, the Court of appeal or revision should set aside the conviction and sentence of the accused and remand the case to the trial Court so that the accused can, if he so wishes, defend himself against the charge and if he is found guilty, proper sentence can be passed against him.

7. This Court strongly disapproved the practice of plea bargain in Kachhia Patel Shantilal Koderlal v. State of Gujarat and Anr.5. The Court held that practice of plea bargaining is unconstitutional, illegal and would tend to encourage corruption, collusion and pollute the pure fount of justice. In that case accused was convicted under Section 16(1)(a)(i) read with Section 7 of the Prevention of Food Adulteration Act, 1954 by the Magistrate on the basis of plea bargain­ing which took place between prosecution, the defence and the learned Magistrate and accused was let-off with a nominal sentence of impris­onment till rising of the Court and a small fine. The High Court on its attention being drawn towards the order passed by the learned Magistrate initiated suo motu proceeding in the revision by issuing notice to the accused to show cause why the sentence imposed on him should not be enhanced. The High Court enhanced the sentence and sentenced the accused to imprisonment for a term of three months and a fine of Rs. 500/-. That order was challenged before this Court. The Court held that the conviction of the accused was based solely on the plea of guilty entered by the appellant as a result of plea bargaining between the prosecution, the defence and the learned Magistrate. The Court observed that :-

“it is obvious that such conviction based on the plea of guilty en­tered by the appellant as a result of plea bargaining cannot be sus­tained. It is to our mind contrary to public policy to allow a convic­tion to be recorded against an accused by inducing him to confess to a plea of guilty on an allure­ment being held out to him that if enters a plea of guilty, he will be let off very lightly. Such a procedure would be clearly unreasonable, unfair and unjust and would be viola­tive of the new activist dimension of Article 21 of Constitution unfolded in the case of Maneka Gandhi v. Union of India, (1978) 1 SCC 248. It would have the effect of polluting the pure fount of justice, because it might induce an innocent accused to plead guilty to suffer a light and inconsequential punishment rather than go through a long and arduous criminal trial which, having regard to our cumbrous and unsatisfactory system of administration of justice, is not only long drawn out and ruinous in terms of time and money, but also uncertain and unpredictable in its result and the judge also might be likely to be deflected from the path of duty to do justice and he might either convict an innocent accused by accepting the plea of guilty or let off a guilty accused with a light sentence, thus, subverting the process of law and frustrating the social objective and purpose of the anti-a­dulteration statute. This practice would also tend to encourage cor­ruption and collusion and as a direct consequence, contribute to the lowering of the standard of justice. There is no doubt in our mind that the conviction of an accused based on a plea of guilty entered by him as a result of plea bargaining with the prosecution and the magis­trate must be held to be unconstitutional and illegal.”

8. Hence, it is settled law that on the basis of plea bargaining Court cannot dispose of the criminal cases. The Court has to decide it on merits. If accused confesses his guilt, appropriate sentence is re­quired to be imposed. Further, the approach of the Court in appeal or revisions should be to find out whether the accused is guilty or not on the basis of evidence on record. If he is guilty, appropriate sentence is required to be imposed or maintained. If the appellant or his counsel submits that he is not challenging the order of convic­tion, as there is sufficient evidence to connect the accused with the crime, then also the Court’s conscious must be satisfied before pass­ing final order that the said concession is based on the evidence on record. In such cases, sentence commensurating with the crime commit­ted by the accused is required to be imposed. Mere acceptance or admission of the guilt should not be a ground for reduction of sen­tence. Nor can the accused bargain with the Court that as he is plead­ing guilty sentence be reduced.

9. In the result, appeals are allowed. Impugned order dated 28th November, 1997 passed by the High Court is quashed and set aside. The High Court is directed to decide the appeals on merits in accordance with law.

(C.R.) Appeals allowed.

*************

Select Draft

x

My Favorites

    All Category

      Untitled

        Title

        Content

        Add Bookmark


        Selected folder : Select Folder

        Create New Folder
        Customise Print