1987 JTR(SC) 592
1987 AIR(SC) 2106 ; 1987 2 CLR 187 ; 1987 2 CurCC(SC) 723 ; 1987 55 FLR 427 ; 1987 3 JT 180 ; 1987 4 JT 180 ; 1987 LIC 1681 ; 1988 1 LLJ 251 ; 1987 2 LLN 665 ; 1987 2 Scale 147 ; 1987 4 SCC 114 ; 1987 SCC(L&S) 381 ; 1987 3 SCR 704 ; 1987 3 SLJ 147 ; 1987 5 SLR 283 ; 1987 2 UJ 517

RANGANATH MISRA AND M.M. DUTT, JJ.
Civil Appeals Nos. 1491-1501 of 1974, D/- 31-7-1987.
Bakshi Sardari Lal (dead) through L. Rs. and others, etc., Appellants
Versus
Union of India and others, Respondents.


Act Referred :CONSTITUTION OF INDIA : Art.77, Art.166, Art.311(2)

(A) The relevant constitutional provisions are Article 77, Article 166, and Article 311(2) read with its second proviso and clause (c). Article 311(2) governs dismissal or removal of civil servants and permits dismissal without inquiry only where the President, after considering all facts, is satisfied that in the interest of the security of the State, an inquiry is not expedient. Clause (c) of the proviso specifically requires the Presidents personal satisfaction grounded in national security concerns. Articles 77 and 166 relate to the aid and advice mechanism, underscoring that executive functions, including those under Article 311(2), are exercised by the President on the aid and advice of the Council of Ministers, except where the Constitution specifically requires personal decision. The interplay of these provisions determines the scope of review available to courts over such satisfaction.

(B) The Presidents satisfaction under Article 311(2) is not personal in the literal sense but must be the satisfaction of the President in the constitutional sense, meaning the aid and advice of the Council of Ministers. The power under clause (c) of the proviso is not delegable and requires the President to be satisfied that inquiry is not expedient in the interest of security of the State. Courts generally cannot scrutinize the facts leading to such satisfaction except on the ground of mala fide. Where the President acts in accordance with the aid and advice of the Council of Ministers and there is a recorded reason, the order is valid even if subsequently regularized, and fresh disciplinary action after removal of defects does not require leave of court.

Facts of the case:

Eighteen policemen were dismissed in 1967 and again in 1971 from the Delhi Armed Police Force on the ground of disciplinary misconduct, relying on clause (c) of the second proviso to Article 311 of the Constitution without conducting an inquiry. The dismissals were challenged on the ground that the Presidents satisfaction was not personal and that no inquiry was held as required. The Presidents orders were based on consideration of the case by the Council of Ministers, with records showing the matter was placed before the President along with cabinet approval. The High Court held the satisfaction non-justiciable except on grounds of mala fide and dismissed the petitions.

Findings of Court:

The Court held that the satisfaction of the President under clause (c) of the proviso is the satisfaction of the President in the constitutional sense, meaning the aid and advice of the Council of Ministers, and not personal literal satisfaction. The Presidents decision under this clause is covered by Article 361 and is not answerable to any court except on the ground of mala fide. The Court found that the President had acted on the aid and advice of the Council of Ministers and that a reasoned record existed, satisfying the requirements of Tulsiram Patels case. The typed orders in the file did not prejudice the petitioners since the Presidents order preceded them, and mala fide was not established.

Issues:

Whether clause (c) of the second proviso to Article 311 requires personal satisfaction of the President or satisfaction in the constitutional sense through aid and advice; whether the power can be delegated; whether the High Court can scrutinize the facts behind the Presidents satisfaction; whether fresh dismissal after reinstatement without leave is valid; and whether the sufficiency of satisfaction is justiciable.

Ratio Decidendi:

The Presidents satisfaction under Article 311(2) clause (c) must be interpreted as satisfaction in the constitutional sense, i.e., the aid and advice of the Council of Ministers. The power is non-delegable, and courts cannot examine the underlying facts except for mala fide. Compliance with the procedural requirement of recording reason, though not communicated to the officer, is sufficient to validate the order, and fresh disciplinary action after removal of defects does not require leave of court.

Result:

The appeals are dismissed, and the policemen are entitled to a lump sum compassionate allowance in lieu of recurring allowances, with amounts fixed at Rs. 60,000 for Sub-Inspectors, Rs. 50,000 for Head Constables, and Rs. 40,000 for Constables.

Cases Referred:
U. N. R. Rao v. Smt. Indira Gandhi, , 1971 2 SCC 63 - Referred
Delegation - Referred to for the proposition that the President exercises powers on the aid and advice of the Council of Ministers, and this was not considered in Sardari Lal's case.
followed : Union of India v. Tulsiram Patel, , 1985 3 SCC 398 - Followed
Reason - Followed for the principle that the reason for dispensing with the inquiry under Article 311(2) must be recorded in writing.
affirmed : Samsher Singh v. State of Punjab, , 1974 2 SCC 831 - Affirmed
Satisfaction - Affirmed for the principle that the satisfaction required under the Constitution is not personal to the President but is the satisfaction in the constitutional sense, on the aid and advice of the Council of Ministers.
overruled : Bk. Sardari Lal v. Union of India, , 1971 1 SCC 411 - Overruled
PersonalSatisfaction - The judgment in Sardari Lal's case was overruled by Samsher Singh's case; the court noted the President's order was based on the aid and advice of the Council of Ministers as per the later ruling.
Jayantilal Arnrit Lal Shodhan v. F. N. Rana, , AIR 1964 SC 648 - Referred
Delegation - Referred to in Sardari Lal's case for the proposition that the President's power under clause (c) of the proviso to Article 311(2) cannot be delegated.
Rai Sahib Ram Jawaya Kapur v. State of Punjab, , AIR 1955 SC 549 - Referred
ExecutivePower - Referred to in Shamsher Singh's case as part of the established view that the President exercises powers on the aid and advice of the Council of Ministers, which was not considered in Sardari Lal's case.
A. Sanjeevi Naidu v. State of Madras, , 1970 1 SCC 443 - Referred
Delegation - Referred to in Shamsher Singh's case as part of the established view that the President exercises powers on the aid and advice of the Council of Ministers, which was not considered in Sardari Lal's case.
Sardari Lal v. Union of India, (1971) 3 SCR 461 : ( AIR 1971 SC 1547 ) - Referred
PersonalSatisfaction - The earlier judgment of the court in this case was overruled by Shamsher Singh's case, and the court noted the President's order in the present case followed the later ruling rather than the overruled principle.

Advocates:
AMAN VACHHER, ANIL DEV SINGH, F.S.NARIMAN, HALIDA KHATUN, M.K.Dua, P.P.Rao, R.Jagannath Goulay, S.K.MEHTA, S.M.Sarin, U.S.Prasad

Judgement

RANGANATH MISRA, J. :- These appeals are by certificate under Art. 132 and involve the determination of the amplitude contained and nature of the power conferred on the President by clause (c) of the second proviso of Art. 311(2) of the Constitution.

2. 18 policemen - Sardari Lal and two others being Sub-Inspectors and the remaining being either Head Constables or Constables - of the Delhi Armed Police Force were dismissed from service by separate but similar orders dated 14th April, 1967, by way of punishment. They challenged those orders before the Delhi High Court mainly contending that the exercise of power under clause (c) of the second proviso to Art. 311(2) was not upon Presidents personal satisfaction and as there - had been no inquiry as mandated by Art. 311(2), the dismissals were bad. The High Court did not accept the contention and rejected the writ petitions. The dismissed policemen carried appeals to this Court and by judgment dated 21st January, 1971 in Sardari Lal v. Union of India, (1971) 3 SCR 461 : (AIR 1971 SC 1547), a Constitution Bench of this Court set aside the judgment of the High Court in each of the writ petitions and quashed the several orders of dismissal on the ground that each of them was illegal, ultra vires and void. This Court held (at pp. 1550-51 of AIR) :-

"On the principles which have been enunciated by this Court, the function in clause (c) of the proviso to Article 311(2) cannot be delegated by the President to any one else in the case of a civil servant of the Union. In other words, he has to be satisfied personally that in the interest of the security of the State, it is not expedient to hold the inquiry prescribed by clause (2). In the first place, the general consensus has been that executive functions of the nature entrusted by the Articles, some of which have been mentioned before and in particular those Articles in which the President has to be satisfied himself about the existence of certain fact or state of affairs cannot be delegated by him to any one else. Secondly even with regard to clause (c) of the proviso, there is a specific observation in the passage extracted above from the case of Jayantilal Amrit Lal Shodhan (1964) 5 SCR 294 : (AIR 1964 SC 648) that the powers of the President under that provision cannot be delegated. Thirdly, the dichotomy which has been specifically introduced between the authority mentioned in clause (b) and the President mentioned in clause (c) of the proviso cannot be without significance. The Constitution-makers appearently felt that a matter in which the interest of the security of the State had to be considered should receive the personal attention of the President or the head of the State and he should be himself satisfied that an inquiry under the substantive part of clause (2) of Article 311 was not expedient for the reasons stated in clause (c) of the proviso in the case of a particular servant."

Following the judgment of this Court, the dismissed policemen were reinstated in service with effect from 16th April, 1971. & 5th of June, 1971, fresh orders of dismissal were served on these policemen again invoking the power under clause (c) of the second proviso to Art. 311(2) for dispensing with the inquiry. One of the representative orders is extracted below : -

"Whereas you, Shri Sardari Lal, Sub-Inspector being No. D-331 (present No. D 1177) of Delhi Police, held your office during the pleasure of the President."

"And whereas the President, after considering all the facts and circumstances of your case, is satisfied under sub-clause (c) of the proviso to clause (2) of Article 311 of the Constitution, that in the interest of the security of the State it is not expedient to hold, in relation to you, such inquiry as is referred to in clause (2) of the said Article 311 of the Constitution."

"Now, therefore, the President is pleased to dismiss you from service with immediate effect."

3. Several writ applications were again filed before the High Court. It was inter alia contended that the order of dismissal without an inquiry as envisaged in Art. 311(2) was vitiated as the power under sub-clause (c) of the second proviso to Art. 311(2) had not been made upon personal satisfaction of the President.

4. In the returns made to the Rule in two separate affidavits - one by the Inspector General of Police and the other by a Joint Secretary to the Union Government in the Ministry of Home Affairs - it was maintained that the President had personally considered all the facts and circumstances of each case and after having satisfied himself passed the order that in the interest of the security of the State, it was not expedient to hold the inquiry. The original orders of the President along with the connected papers were placed before the High Court and the High Court held :-

"The contention, therefore, that the President himself did not pass the impugned orders is rejected. The question for decision then is whether the court can scrutinize and examine the facts and circumstances that led the President to arrive at the satisfaction that it was not expedient in the interest of the security of the State to hold the inquiry envisaged in Article 311(2) against the petitioners, and if so, to what extent."

While examining this aspect of the matter, the High Court relied on the ratio of the decision of this Court in Sardari Lals case (AIR 1971 SC 1547) (supra) and examining the second aspect of the contention, the High Court held :-

"The result, therefore, is that the exercise of power by the President under clause (c) to the proviso to Article 311(2) is fully covered by clause (1) of Article 361 and the President is not answerable to any court for the exercise and performance of his powers and duties under this clause of the proviso to Article 311 and no court has jurisdiction to examine the facts and circumstances that led to the satisfaction of the President envisaged in clause (c) except probably on the ground of mala fide."

The plea of mala fides is based upon the alleged factual situation that the respective impugned orders had already been taken by the Government and the President simply endorsed them was not entertained by the High Court and ultimately each of the writ petitions was dismissed.

5. Mr. Nariman, learned counsel appearing on behalf of the appellants has advanced three contentions in support of these appeals :-

(1) the impugned order of dismissal in 1971 which is claimed to have been passed on the personal satisfaction of the President is vitiated in view of the rule in the case of Shamsher Singh v. State of Punjab (1975) 1 S CR 814: (AIR 1974 S C 2192) :

(2) appellants having been reinstated in service in terms of the judgment of this Court, without leave of the Court, no second order of dismissal on the same material could have been passed ; and

(3) the High Court was wrong in holding that the sufficiency of satisfaction of the President was not justiciable.

6. The first aspect argued by Mr. Nariman is on the basis of the reversal of the view expressed by this Court in Sardari Lals case (AIR 1971 SC 1547) (supra) by a later larger Bench judgment of this Court. The ratio in Sardari Lals case came to be considered in Shamsher Singhs case (AIR 1974 SC 2192) (supra) by a seven-Judge Bench. Ray, CJ., who spoke for five members of the bench and with whom by a separate judgment, the remaining two learned Judges agreed spoke thus (at p. 2202 of AIR) :-

"The decision in Sardari Lals case that the President has to be satisfied personally in exercise of executive power or function and that the functions of the President cannot be delegated is with respect not the correct statement of law and is against the established and uniform view of this Court as embodied in several decisions to which reference has already been made. These decisions are from the year 1955 up to the year 1971. The decisions are Rai Saheb Ramjawaya Kapur v. State of Punjab (1955) 2 SCR 225 : (AIR 1955 SC 549), A. Sanjeevi Naidu v. State of Madras (1970) 3 SCR 505 (AIR 1970 SC 1102) and U.N.R. Rao v. Smt. Indira Gandhi, (1971) Suppl. SCR 46: (AIR 1971 SC 1002). These decisions neither referred to nor considered in Sardari Lals case."

"The President as well as the Governor is the Constitutional or formal head. The President as well as the Governor exercises his powers and functions conferred on him by or under the Constitution on the aid and advice of his Council of Ministers, save in spheres where the Governor is required by or under the Constitution to exercise his functions in his discretion. Wherever the Constitution requires the satisfaction of the President or the Governor for the exercise by the President or the Governor of any power or function, the satisfaction required by the Constitution is not the personal satisfaction of the President or the Governor but the satisfaction of the President or Governor in the constitutional sense in the cabinet system of Government, that is, satisfaction of his Council of Ministers on whose aid and advice the President or the Governor generally exercises all his powers and functions. The decision of any minister or officer under rules of business made under any of these two Articles 77(3) and 166(3) is the decision of the President or the Governor respectively. These Articles did not provide for any delegation. Therefore, the decision of minister or officer under the rules of business is the decision of the President or the Governor."

In their writ petitions, each of the appellants had contended. before the High Court, following the ratio of Sardari Lals case which was then the law, that the President had not been personally satisfied before exercise of the power under the proviso to dispense with the inquiry and the respondents had taken pains to establish by pleading and producing the original records that the President had satisfied himself personally before he made the order dispensing with the inquiry. To reduce the argument on this aspect and to have an exact impression of how the impugned orders were made, we directed learned counsel appearing for the Union of, India to produce the original record and the same has been put before this Court. It transpires therefrom that the papers were placed by the Ministry of Home Affairs for the consideration of the President by the Joint Secretary of the Union Territory of Delhi on 22nd of March, 1971, and were returned with a note of 20th of April, 1971, to the effect that the President would like to have the advice of the Council of Ministers in the matter. A draft note for the Cabinet was prepared relating to the matter and as the record indicates it got through the Cabinet and the Prime Minister recorded her approval. Thereafter, it was again placed before the President along with a note prepared on 25th May, 1971. The note clearly indicated -

"Presidents Secretariat may kindly see their note extracted at pre-page 7/n. As desired by the President, the matter was placed before the Council of Ministers. A copy of the Note submitted to the Cabinet may kindly be seen at flag H. The Cabinet has approved the proposal contained in paragraph 6 thereof. Minutes of the Cabinet meeting may be seen at flag I."

"It is requested that the matter may now be placed before the President for consideration."

On 2nd June, 1971, the President made the following order :-

"I have considered the cases of the eighteen police officers, whose names are given in the list appended to this order. I have also considered all the facts and circumstances of their cases stated in the notes of the Ministry of Home Affairs, dated March 22, 1971, and May 25, 1971."

"I am satisfied, under paragraph (c) of the proviso to clause (2) of Article 311 of the Constitution, that in the interest of the security of the State it is not expedient to hold an inquiry into the case of any one of those police officers. I accordingly order that these eighteen police officers be dismissed from service with immediate effect."

It is clear from what has been extracted above that the order of the President was not on the basis of his personal satisfaction as required by the Rule in Sardari Lals case (AIR 1971 SC 1547) but was upon the aid and advice of the Council of Ministers, as required in Shamsher Singhs case (AIR 1974 S C 2192). In view of this factual position, learned counsel for the appellants fairly stated that there was no force in his first contention.

7. We see no force in the second point canvassed by Mr. Nariman. This Court quashed the orders of dismissal on account of non-compliance of the requirements of the law and when the Police Officers returned to service it was open to the employer to deal with them in accordance with law. No leave of this Court was necessary for making a fresh order in exercise of the disciplinary jurisdiction after removing the defects.

8. Now coming to the third contention of Mr. Nariman, the matter appears to have been concluded by the judgment of this Court in the case of Union of India v. Tulsiram Patel (1985) 3 S CC 398: ( AIR 1985 SC 1416). Those were also cases of striking railwaymen against whom orders of dismissal had been made after dispensing with the inquiry by exercise of powers under the same proviso. Four learned Judges representing the majority spoke through Madon, J. and this Court held that there was a constitutional obligation to record in writing the reason for the satisfaction that one of the sub-clauses was applicable and if such reason was not recorded in writing, the order dispensing with the inquiry and the order of penalty following thereupon would both be void and unconstitutional. The Court further stated that communication of the reason to the aggrieved Government servant was not obligatory but perhaps advisable. The record of the case produced. before us clearly indicates that the reason has been recorded though not communicated. That would satisfy the requirements of the law as indicated in Tulsiram Patels case. The plea of mala fides as had been contended before the High Court and casually reiterated before us arises out of the fact that typed orders dated 3rd of June, 1971, were already on record in the file when the papers were placed before the President; such a contention is without any substance. The Presidents order is dated 2nd of June and the typed orders of dismissal bear the date of the following day. In this setting, there is no scope to suggest that typed orders representing Governments decision were available on the record by the time the matter was placed before the President.

9. All the legal contentions have failed. Ordinarily in such a situation, the appeals have to be dismissed. Mr. Nariman, however, has placed before us for consideration a statement made by the Home Minister before the Lok Sabha on 18th of December, 1970. Therein he had stated :-

".........18 persons who have been dismissed by invoking clause (c) of the proviso to Article 311(2) will be considered for grant of compassionate allowances."

This statement was also reiterated in the papers placed before the President. Obviously the Government intended to pay them compassionate allowances. We have no sympathy for indiscipline. In fact, in an orderly force like the police, indiscipline is bound. to give rise to serious problems of administration. It is, however, unnecessary to go into that aspect of the matter as the Government had made it known that they intended to treat even these 18 policemen liberally by giving them compassionate allowances. The matter has been sufficiently protracted, the first order of dismissal was made a little more than 20 years back and in the meantime some of the policemen out of this group of 18 have died. In such circumstances to leave this matter for a future date for fixing compassionate allowance would not be just and proper. We had suggested to the learned counsel appearing for the Union of India to have instructions and give us an indication of what was in view of the Government when compassionate allowance was thought of. There has been no response yet. We are not prepared to detain delivery of the judgment on that ground. In our opinion, the situation would be met in a just way if instead of paying a recurring allowance, a lump sum amount is paid to the policemen who are alive or their legal representatives in the case of the policemen who are dead. We accordingly direct that in the case of Sub-Inspectors who were dismissed, a lump sum amount of Rs. 60,000/- (Rupees Sixty Thousand only), in the case of Head-Constables who were dismissed a sum of Rs. 50,000/- (Rupees Fifty Thousand only) and in the case of Constables a lump sum of Rs. 40,000/- (Rupees Forty Thousand only) should be paid within one-month from today.

10. The appeals are dismissed subject to the direction for payment of the lump sum amounts indicated above in lieu of compassionate allowance. There would be no orders for costs.

Order accordingly.

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