1996 JTR(SC) 1948
1997 AIR(SC) 2232 ; 1997 AIR(SCW) 2098 ; 1997 91 FJR 78 ; 1997 77 FLR 9 ; 1996 Supp JT 28 ; 1997 2 LLJ 902 ; 1997 2 LLN 19 ; 1996 9 Scale 65 ; 1997 2 SCC 699 ; 1997 SCC(L&S) 548 ; 1996 SCR 941 ; 1996 6 SLR 629 ; 1997 KHC 740 ; 1996 2 KLT(Online) 1197 ; 1997 1 Supreme 565
SUPREME COURT OF INDIA
(Andhra Pradesh High Court)
G T Nanavati, K Ramaswamy, K Venkataswami
DEPOT MANAGER, A.P. STATE ROAD TRANSPORT CORPORATION, APPELLANT
VERSUS
MOHD. YOUSUF MIYA AND OTHERS, RESPONDENTS.
Civil Appeals Nos. 15419-22 of 1996
decided on November 20, 1996.
Act
Referred
:ANDHRA PRADESH STATE ROAD TRANSPORT CORPORATION EMPLOYEES CONDUCT RULES : R.28(9)
INDIAN PENAL CODE : S.338, S.304(a), S.40
SERVICE LAW : .
(A) The impugned order of the High Court permitted a stay on departmental proceedings against a state transport employee facing criminal charges under Sections 304(a) and 338 of the Indian Penal Code, while proceedings under Rule 28(9) of the Andhra Pradesh State Road Transport Corporation Employees Conduct Rules, 1963 were also stayed. The Court clarified that although criminal prosecution under Sections 304(a) (culpable homicide not amounting to murder) and 338 (grievous hurt by rash and negligent act) and departmental action for misconduct are distinct, they can proceed concurrently unless the nature of the charges is grave and involves complicated questions of fact and law that risk prejudicing the accuseds defence. The decision to stay departmental proceedings must be an informed, case-specific balancing exercise, mindful of administrative efficiency and the employees interest in a prompt inquiry.
(B) Departmental proceedings and criminal trials are separate in objective, standard of proof, and procedure; stay of departmental enquiry is not automatic and should be granted only in grave cases where there is a real risk of prejudice to the defence; administrative efficiency and timely disposal of service matters are relevant considerations; the charge of rash and negligent driving does not necessarily entail misconduct under service rules; and the employer may proceed with disciplinary action concurrently with criminal trial unless compelling reasons exist to stay it.
Facts of the case:
The respondent, a driver in the state transport corporation, was involved in an accident on 15-9-1995 in Hyderabad City while driving a double-decker vehicle near Gandhi Hospital, resulting in the death of a cyclist. The corporation initiated disciplinary proceedings against him under Rule 28(ix) of the Employees Conduct Rules, 1963, imputing lack of anticipation and failure to prevent the accident. Criminal proceedings were also initiated under Section 304 Part II IPC and Section 338 IPC, and were pending trial. A writ petition was filed in the High Court seeking a stay on departmental proceedings, which was granted by the Single Judge and confirmed by the Division Bench. The appeals by special leave challenge this stay.
Findings of Court:
The High Court was held to be wrong in staying the departmental enquiry, as the charge related to failure to anticipate and prevent the accident, which did not involve the culpability aspects of Sections 304-A and 338 IPC. The criminal trial and departmental inquiry pursue different objectives, and the risk of prejudice to the respondents defence was not sufficient to justify the stay. The appellate Bench emphasized that stay orders should be decided on a case-by-case basis, weighing administrative interests and the employees rights, without making stay a matter of course.
Issues:
Whether a departmental enquiry should be stayed pending criminal trial for rash and negligent driving; whether the criminal charges under Sections 304-A and 338 IPC create prejudice to the defence in departmental proceedings; and whether the High Court correctly exercised its discretion to stay the service proceedings.
Ratio Decidendi:
The Court held that departmental proceedings must generally proceed concurrently with criminal trials unless the charges are grave and involve complex questions of fact and law that would prejudice the employees defence. The charge of rash and negligent driving does not, on its own, establish such prejudice, and the public interest in timely and efficient administrative action favours completing the departmental enquiry without automatic stays.
Result:
The appeals are allowed, the order of the High Court staying the departmental proceedings is set aside, and the matter is directed to proceed according to the service rules without further stay.
(A) The impugned order of the High Court permitted a stay on departmental proceedings against a state transport employee facing criminal charges under Sections 304(a) and 338 of the Indian Penal Code, while proceedings under Rule 28(9) of the Andhra Pradesh State Road Transport Corporation Employees Conduct Rules, 1963 were also stayed. The Court clarified that although criminal prosecution under Sections 304(a) (culpable homicide not amounting to murder) and 338 (grievous hurt by rash and negligent act) and departmental action for misconduct are distinct, they can proceed concurrently unless the nature of the charges is grave and involves complicated questions of fact and law that risk prejudicing the accuseds defence. The decision to stay departmental proceedings must be an informed, case-specific balancing exercise, mindful of administrative efficiency and the employees interest in a prompt inquiry.
(B) Departmental proceedings and criminal trials are separate in objective, standard of proof, and procedure; stay of departmental enquiry is not automatic and should be granted only in grave cases where there is a real risk of prejudice to the defence; administrative efficiency and timely disposal of service matters are relevant considerations; the charge of rash and negligent driving does not necessarily entail misconduct under service rules; and the employer may proceed with disciplinary action concurrently with criminal trial unless compelling reasons exist to stay it.
Facts of the case:
The respondent, a driver in the state transport corporation, was involved in an accident on 15-9-1995 in Hyderabad City while driving a double-decker vehicle near Gandhi Hospital, resulting in the death of a cyclist. The corporation initiated disciplinary proceedings against him under Rule 28(ix) of the Employees Conduct Rules, 1963, imputing lack of anticipation and failure to prevent the accident. Criminal proceedings were also initiated under Section 304 Part II IPC and Section 338 IPC, and were pending trial. A writ petition was filed in the High Court seeking a stay on departmental proceedings, which was granted by the Single Judge and confirmed by the Division Bench. The appeals by special leave challenge this stay.
Findings of Court:
The High Court was held to be wrong in staying the departmental enquiry, as the charge related to failure to anticipate and prevent the accident, which did not involve the culpability aspects of Sections 304-A and 338 IPC. The criminal trial and departmental inquiry pursue different objectives, and the risk of prejudice to the respondents defence was not sufficient to justify the stay. The appellate Bench emphasized that stay orders should be decided on a case-by-case basis, weighing administrative interests and the employees rights, without making stay a matter of course.
Issues:
Whether a departmental enquiry should be stayed pending criminal trial for rash and negligent driving; whether the criminal charges under Sections 304-A and 338 IPC create prejudice to the defence in departmental proceedings; and whether the High Court correctly exercised its discretion to stay the service proceedings.
Ratio Decidendi:
The Court held that departmental proceedings must generally proceed concurrently with criminal trials unless the charges are grave and involve complex questions of fact and law that would prejudice the employees defence. The charge of rash and negligent driving does not, on its own, establish such prejudice, and the public interest in timely and efficient administrative action favours completing the departmental enquiry without automatic stays.
Result:
The appeals are allowed, the order of the High Court staying the departmental proceedings is set aside, and the matter is directed to proceed according to the service rules without further stay.
ORDER
1. Leave granted.
2. We have heard learned counsel on both sides.
3. The facts in appeal arising out of SLP (C) No. 16342 of 1996 are sufficient for disposal of the common controversy raised in these cases.
4. This appeal by special leave arises from the judgment of the Division Bench of the Andhra Pradesh High Court, made on 18-6-1996 in WP No. 612 of 1996. The appellants had initiated disciplinary proceedings against the respondent on the imputation that on 15-9-1995 while driving the Corporations double-decker vehicle near Gandhi Hospital in Hyderabad City, due to lack of anticipation, he had caused an accident in which a cyclist died. Consequently, action was initiated for misconduct and enquiry was ordered for misconduct under Rule 28(ix) of the Employees Conduct Rules, 1963. It would appear that prosecution has been launched by the police for an offence punishable under Section 304, Part II, IPC and in some cases under Section 338 IPC and they are pending trial. Therefore, the respondents filed writ petition in the High Court for stay of the departmental proceedings. The learned Single Judge stayed the proceedings. On appeal, the Division Bench confirmed the same. Thus, these appeals by special leave.
5. It is contended by Shri Altaf Ahmad, the learned Additional Solicitor General appearing for the appellant that the High Court was not right in directing stay of the departmental enquiry on the ground that it would cause prejudice to the respondents at the trial. In the criminal case, the question is the culpability of rash and negligent driving of the respondent. In the departmental enquiry, the misconduct relates to his failure to anticipate the accident and prevention thereof by his conduct. Therefore, there would be no prejudice in conducting the departmental enquiry. The High Court, therefore, was not right in staying the proceedings.
6. In support thereof, learned counsel has placed reliance on the judgment of this Court in State of Rajasthan v. B.K. Meena [(1996) 6 SCC 417 : (1996) 7 Scale 363]. Shri L.N. Rao, learned counsel for the respondents, on the other hand, has contended that the ratio in that judgment itself would indicate that only in grave cases, the enquiry should be permitted to be completed as expeditiously as possible. Otherwise, the administration would be jeopardised. In this case, such a grave nature does not arise. The facts in both, the criminal case and the disciplinary enquiry, constitute the same cause of action or material disclosure of which would gravely prejudice the defence of the respondents in the criminal cases. Therefore, the High Court was right in staying the proceedings. In support thereof, he placed strong reliance on the judgment of this Court in Kusheshwar Dubey v. Bharat Coking Coal Ltd. [(1988) 4 SCC 319 : 1988 SCC (L&S) 950]. He also placed reliance on the judgment of this Court in Food Corpn. of India v. George Varghese [1991 Supp (2) SCC 143 : 1991 SCC (L&S) 1174 : (1991) 17 ATC 339]. Therein, the question was that whether the High Court would be justified in quashing the enquiry proceedings, after the acquittal of the delinquent officer in the criminal case ? The High Court had held in that case that it was not expedient to conduct enquiry after acquittal. While interfering with that view and holding that the employer is entitled to initiate the disciplinary proceedings, after the acquittal, this Court made an observation that the employer fairly had stayed its hands till the conclusion of the criminal case so that it would not be contended that the employer intended to overreach the judicial proceedings. That observation, far from helping the respondents, would go to show that it would be open to the employer to take appropriate disciplinary action based upon the fact-situation; whether it could be proceeded with or not would be left to the disciplinary authority and the facts and circumstances obtainable in each case requires to be considered.
7. The rival contentions give rise to the question whether it would be right to stay the criminal proceedings pending departmental enquiry ? This Court in Meena case [(1996) 6 SCC 417 : (1996) 7 Scale 363] had elaborately considered the entire case law including Kusheshwar Dubey case [(1988) 4 SCC 319 : 1988 SCC (L&S) 950] relieving the necessity to consider them once over. The Bench, to which one of us, K. Venkataswami, J., was a member, had concluded thus : (SCC pp. 422-24, paras 14 and 17)
"It would be evident from the above decisions that each of them starts with the indisputable proposition that there is no legal bar for both proceedings to go on simultaneously and then say that in certain situations, it may not be desirable, advisable or appropriate to proceed with the disciplinary enquiry when a criminal case is pending on identical charges. The staying of disciplinary proceedings, it is emphasised, is a matter to be determined having regard to the facts and circumstances of a given case and that no hard and fast rules can be enunciated in that behalf. The only ground suggested in the above decisions as constituting a valid ground for staying the disciplinary proceedings is that the defence of the employee in the criminal case may not be prejudiced. This ground has, however, been hedged in by providing further that this may be done in cases of grave nature involving questions of fact and law. In our respectful opinion, it means that not only the charges must be grave but that the case must involve complicated questions of law and fact. Moreover, advisability, desirability, or propriety, as the case may be, has to be determined in each case taking into consideration all the facts and circumstances of the case. The ground indicated in D.C.M. [Delhi Cloth and General Mills Ltd. v. Kushal Bhan, (1960) 3 SCR 227 : AIR 1960 SC 806 : (1960) 1 LLJ 520] and Tata Oil Mills [Tata Oil Mills Co. Ltd. v. Workmen, (1964) 7 SCR 555 : AIR 1965 SC 155 : (1964) 2 LLJ 113] is also not an invariable rule. It is only a factor which will go into the scales while judging the advisability or desirability of staying the disciplinary proceedings. One of the contending considerations is that the disciplinary enquiry cannot be - and should not be - delayed unduly. So far as criminal cases are concerned, it is well known that they drag on endlessly where high officials or persons holding high public offices are involved. They get bogged down on one or the other ground. They hardly even reach a prompt conclusion. That is the reality in spite of repeated advice and admonitions from this Court and the High Courts. If a criminal case is unduly delayed that may itself be a good ground for going ahead with the disciplinary enquiry even where the disciplinary proceedings are held over at an earlier stage. The interests of administration and good government demand that these proceedings are concluded expeditiously. It must be remembered that interests of administration demand that undesirable elements are thrown out and any charge of misdemeanour is enquired into promptly. The disciplinary proceedings are meant not really to punish the guilty but to keep the administrative machinery unsullied by getting rid of bad elements. The interest of the delinquent officer also lies in a prompt conclusion of the disciplinary proceedings. If he is not guilty of the charges, his honour should be vindicated at the earliest possible moment and if he is guilty, he should be dealt with promptly according to law. It is not also in the interest of administration that persons accused of serious misdemeanour should be continued in office indefinitely, i.e., for long periods awaiting the result of criminal proceedings. It is not in the interest of administration. It only serves the interest of the guilty and dishonest. While it is not possible to enumerate the various factors, for and against the stay of disciplinary proceedings, we found it necessary to emphasise some of the important considerations in view of the fact that very often the disciplinary proceedings are being stayed for long periods pending criminal proceedings. Stay of disciplinary proceedings cannot be, and should not be, a matter of course. All the relevant factors, for and against, should be weighed and a decision taken keeping in view the various principles laid down in the decisions referred to above.
* * *
There is yet another reason. The approach and the objective in the criminal proceedings and the disciplinary proceedings is altogether distinct and different. In the disciplinary proceedings, the question is whether the respondent is guilty of such conduct as would merit his removal from service or a lesser punishment, as the case may be, whereas in the criminal proceedings the question is whether the offences registered against him under the Prevention of Corruption Act (and the Indian Penal Code, if any) are established and, if established, what sentence should be imposed upon him. The standard of proof, the mode of enquiry and the rules governing the enquiry and trial in both the cases are entirely distinct and different. Staying of disciplinary proceedings pending criminal proceedings, to repeat, should not be a matter of course but a considered decision. Even if stayed at one stage, the decision may require reconsideration if the criminal case gets unduly delayed."
8. We are in respectful agreement with the above view. The purpose of departmental enquiry and of prosecution are two different and distinct aspects. The criminal prosecution is launched for an offence for violation of a duty, the offender owes to the society or for breach of which law has provided that the offender shall make satisfaction to the public. So crime is an act of commission in violation of law or of omission of public duty. The departmental enquiry is to maintain discipline in the service and efficiency of public service. It would, therefore, be expedient that the disciplinary proceedings are conducted and completed as expeditiously as possible. It is not, therefore, desirable to lay down any guidelines as inflexible rules in which the departmental proceedings may or may not be stayed pending trial in criminal case against the delinquent officer. Each case requires to be considered in the backdrop of its own facts and circumstances. There would be no bar to proceed simultaneously with departmental enquiry and trial of a criminal case unless the charge in the criminal trial is of grave nature involving complicated questions of fact and law. Offence generally implies infringement of public (sic duty), as distinguished from mere private rights punishable under criminal law. When trial for criminal offence is conducted it should be in accordance with proof of the offence as per the evidence defined under the provisions of the Evidence Act. Converse is the case of departmental enquiry. The enquiry in a departmental proceedings relates to conduct or breach of duty of the delinquent officer to punish him for his misconduct defined under the relevant statutory rules or law. That the strict standard of proof or applicability of the Evidence Act stands excluded is a settled legal position. The enquiry in the departmental proceedings relates to the conduct of the delinquent officer and proof in that behalf is not as high as in an offence in criminal charge. It is seen that invariably the departmental enquiry has to be conducted expeditiously so as to effectuate efficiency in public administration and the criminal trial will take its own course. The nature of evidence in criminal trial is entirely different from the departmental proceedings. In the former, prosecution is to prove its case beyond reasonable doubt on the touchstone of human conduct. The standard of proof in the departmental proceedings is not the same as of the criminal trial. The evidence also is different from the standard point of the Evidence Act. The evidence required in the departmental enquiry is not regulated by the Evidence Act. Under these circumstances, what is required to be seen is whether the departmental enquiry would seriously prejudice the delinquent in his defence at the trial in a criminal case. It is always a question of fact to be considered in each case depending on its own facts and circumstances. In this case, we have seen that the charge is failure to anticipate the accident and prevention thereof. It has nothing to do with the culpability of the offence under Sections 304-A and 338, IPC. Under these circumstances, the High Court was not right in staying the proceedings.
9. The appeals are accordingly allowed. No costs.